The Process

Transition Assistance 866-577-7717

The Process

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Outline of Process

Consultation with project coordinator

We first have a detailed discussion with you to determine the following:

- Type of project desired (basic or advanced)

- Number of accounts involved (brokerage and direct)

- Desired completion date

- Timeline to complete project

- Terms of contract

Preparation of data

This is a critical step to generating accurate account forms.

- We work with you to export data from existing databases and import it into our custom spreadsheets.

- We can make Laser App compatible with all contact managment programs and clearing firm exports.

- We are 100% Reg S-P Compliant

- Data entry services available

Importing the data

At this point you register with Laser App and allow our technicians access. We begin to integrate your data which includes:

- Sorting and mapping fields

- Householding accounts

- Proofing data for accuracy

- Contacting you for final review

- Adding additional client information

- Signing off to release for printing

Generating Forms

Your project is ready to process and we will:

- Coordinate with transition dept to review account documentation policies

- Generate a compliance approved announcement letter

- Highlight areas for completion and/or client signatures

- Assemble accounts by household so that each client recieves one envelope with paperwork for all accounts

- Insert additional information: company/clearing brochure, etc.

- Affix mailing label

- Alphabetize unsealed envelopes in secured boxes ready for delivery

Delivery

Everything is now ready for delivery to your designated location. Here is what you can expect:

- Secured boxes with alphabetized, unsealed, addressed envelopes

- Original data on disk

- Account checklist booklet to track new account openings

- Reg S-P compliant list for resignation

866-577-7717

Transition Assistance * 866-577-7717